Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the status of the complaints on the website as shown below.
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disclosure complaints:
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints:
*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.
Disclosure with respect to compliance with annual compliance audit requirement under Regulations 19(3) of SEBI Investment Advisers
Regulation 2013 for the current financial year is as under:
Complete Name of the Investment Advisor: Alfama Research & Advisory
Type of Registration: Partnership
Registration Number: INA000017754
Validity of Registration: March 23, 2023- Perpetual
BASL Registration No: BASL1967
Contact Address: B 702, Salarpuria Silverwoods, 15 Varthur road, CV Raman Nagar, Nagavarapalya,
Bangalore, Karnataka, 560093.
Email: advisory@alfama.in
Contact Number: +91- 83103 51915
Contact Person: Ms Jayashree R
Corresponding SEBI Address: Bangalore